Investment Company Act

Results: 2906



#Item
51Concept Release; Request for Comments: Use of Derivatives by Investment Companies under the Investment Company Act of 1940

Concept Release; Request for Comments: Use of Derivatives by Investment Companies under the Investment Company Act of 1940

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Source URL: www.sec.gov

- Date: 2011-09-09 15:09:04
    52#..SEC-5 System name: Ownership Reports and Insider Trading Transaction Records Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act ofSEC. System

    #..SEC-5 System name: Ownership Reports and Insider Trading Transaction Records Filed under the Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act ofSEC. System

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    Source URL: edgar.sec.gov

    - Date: 2007-08-24 13:05:20
      53UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoFebruary 26, 2015 ________________________________________________

      UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoFebruary 26, 2015 ________________________________________________

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      Source URL: www.sec.gov.

      - Date: 2015-02-26 17:55:01
        54SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; BofA Funds Series Trust, et al., Notice of Application July 3, 2013 Agency: Securities and Exchange Commission (“Commission”).

        SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; BofA Funds Series Trust, et al., Notice of Application July 3, 2013 Agency: Securities and Exchange Commission (“Commission”).

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        Source URL: www.sec.gov

        - Date: 2013-07-05 08:03:22
          55UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 1, 2015 INVESTMENT COMPANY ACT OF 1940

          UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 1, 2015 INVESTMENT COMPANY ACT OF 1940

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          Source URL: www.sec.gov.

          - Date: 2015-05-01 16:30:55
            56UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 26, 2015 INVESTMENT COMPANY ACT OF 1940

            UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 26, 2015 INVESTMENT COMPANY ACT OF 1940

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            Source URL: www.sec.gov.

            - Date: 2015-03-26 09:54:01
              57#..SEC-6 System name: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act o

              #..SEC-6 System name: Periodic Reports Filed under the Securities Act of 1933, Securities Exchange Act of 1934, Public Utility Holding Company Act of 1935, and Investment Company Act of 1940 and Investment Advisers Act o

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              Source URL: edgar.sec.gov

              - Date: 2007-08-24 13:06:04
                58UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 6, 2015 INVESTMENT COMPANY ACT OF 1940

                UNITED STATES OF AMERICA before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoMay 6, 2015 INVESTMENT COMPANY ACT OF 1940

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                Source URL: edgar.sec.gov

                - Date: 2015-05-06 12:17:43
                  59SECURITIES AND EXCHANGE COMMISSION [Release No. ICNotice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 December 19, 2014 The following is a notice of applications for

                  SECURITIES AND EXCHANGE COMMISSION [Release No. ICNotice of Applications for Deregistration under Section 8(f) of the Investment Company Act of 1940 December 19, 2014 The following is a notice of applications for

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                  Source URL: www.sec.gov

                  - Date: 2014-12-22 08:21:33
                    60Concept Release: Treatment of Asset-Backed Issuers under the Investment Company Act

                    Concept Release: Treatment of Asset-Backed Issuers under the Investment Company Act

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                    Source URL: edgar.sec.gov

                    Language: English - Date: 2011-09-09 17:50:20